Safety & Security

Safety & Security

At Thurston Springer we like to consider ourselves a boutique – in short, we have large company resources with small firm service and feel.

We are our own Broker Dealer and SEC Registered Investment Advisor, headquartered in Indianapolis, Indiana. Being dually registered allows our clients and advisors to take full advantage of all available resources to help them plan for the future. Our compliance and operational staff is in house and experienced, with average tenure of over 20 years. Things get done and get done correctly.

With all that has taken place in the financial markets, it is imperative that Thurston Springer aligns itself with the proper clearing relationship. We have chosen to clear through RBC. The Royal Bank of Canada routinely shows up as one of the safest financial institutions in the world. With domestic offices located in Minneapolis, MN, they are a great partner. In addition to their professional staff, they offer our advisors institutional products and services that are accessible to our clients. Click below to find out more about the safety and security of RBC or click on resources to learn about specific products available.

RBC

Royal Bank of Canada (RBC)

Considered by many to be one of the safest banks in the world, RBC clearing services are up to the same standard. After looking at all the available clearing relationships, Thurston Springer decided that it needed a company of RBC’s caliber to custody and facilitate its customer’s trades.

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SIPC

SPIC Coverage

In today’s environment, protecting your investment is of the utmost importance. That is why our alliance with RBC is so important. We utilize their three layer process to protect our client’s assets.

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