At Thurston Springer, we excel in making transitions seamless for financial advisors — guiding you through every step with personalized support. We understand that each transition is unique and complex, which is why we tailor our approach to fit your specific needs. Our team collaborates closely to ensure a smooth and efficient process, building strong relationships along the way. With Thurston Springer, you gain a trusted partner committed to championing your growth and success.
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Seamless transitions with personalized support.
Built by advisors — for advisors.
Transition process overview
Comprehensive Business Analysis
As a first step, we'll conduct a thorough business analysis using a detailed questionnaire to assess your needs and goals.
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Comprehensive Business Analysis
As a first step, we'll conduct a thorough business analysis using a detailed questionnaire to assess your needs and goals.
Custodial Review & Support
We will assist you in reviewing your custodial options based on your practice and client needs.
2
Custodial Review & Support
We will assist you in reviewing your custodial options based on your practice and client needs.
Communication, Planning & Coordination
Our dedicated transition team will set clear expectations, timelines, and milestones, with weekly meetings and planning tools.
3
Communication, Planning & Coordination
Our dedicated transition team will set clear expectations, timelines, and milestones, with weekly meetings and planning tools.
Account Transfer Readiness
Includes client data integration, account package preparation, and the ACAT process with e-signature capabilities.
4
Account Transfer Readiness
Includes client data integration, account package preparation, and the ACAT process with e-signature capabilities.
Establishing Your Business
Our comprehensive services cover operating agreements, entity registration, organizational documents, business and insurance needs, banking and planning, and retirement plans with profit-sharing options.
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Establishing Your Business
Our comprehensive services cover operating agreements, entity registration, organizational documents, business and insurance needs, banking and planning, and retirement plans with profit-sharing options.
Marketing Strategy
We offer a full suite of branding services, including brand identity, client communication, logo design, website design and hosting, social media, and business cards and letterhead.
6
Marketing Strategy
We offer a full suite of branding services, including brand identity, client communication, logo design, website design and hosting, social media, and business cards and letterhead.
Office Space
We assist with all aspects of office space setup, including location selection, lease negotiation, layout and buildout, and signage and furniture.
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Office Space
We assist with all aspects of office space setup, including location selection, lease negotiation, layout and buildout, and signage and furniture.
Technology Assessment & Integration
Plug into our best-in-breed technology stack that offers all the comprehensive solutions you need to meet your goals.
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Technology Assessment & Integration
Plug into our best-in-breed technology stack that offers all the comprehensive solutions you need to meet your goals.
Licensing and Registration Transers
We assist with smooth license and registration transfers by ensuring compliance and providing expert guidance every step of the way.
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Licensing and Registration Transers
We assist with smooth license and registration transfers by ensuring compliance and providing expert guidance every step of the way.
Compliance and Supervision
Our compliance support ensures that your business adheres to regulatory requirements through thorough audits, expert guidance, and proactive risk management.
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Compliance and Supervision
Our compliance support ensures that your business adheres to regulatory requirements through thorough audits, expert guidance, and proactive risk management.
Business Administration
Post transition, we can provide comprehensive business services to support your practice including: accounting, tax, vendor management, payroll, HR consulting, remote sales support and onboarding of staff and advisors.
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Business Administration
Post transition, we can provide comprehensive business services to support your practice including: accounting, tax, vendor management, payroll, HR consulting, remote sales support and onboarding of staff and advisors.
“At Thurston Springer, my role as a transition manager involves supporting advisors through their transitions. I provide essential support to advisors, ensuring they have the tools and guidance needed to effectively manage their practice transitions. By aiding advisors, I indirectly support their clients, ensuring a smooth and efficient transition process.”
Kelly Raker
Transition Manager