9000 Keystone Crossing, Suite 700
Indianapolis, IN 46240


Brian Sweeney

Chief Compliance Office / Corporate Counsel

Brian Sweeney receives professional satisfaction from working in the investing world, as he is an inveterate capitalist, and he deeply appreciates that there exists a ready means by which capital, added to insight, research, and intuition can grow and multiply an initial investment. He continually finds it amazing and, ultimately, democratic that every American is able to purchase ownership in America’s companies and directly share in their growth.

Brian earned a B.A. in Philosophy from Indiana University – Bloomington, graduating Phi Beta Kappa, with high distinction. He subsequently earned a Juris Doctor from Indiana University School of Law – Bloomington.

Brian has held a range of positions within the securities industry, primarily serving in compliance, regulatory, and legal roles. He holds Series 7, 24, 63, 65, 79 and 99 securities licenses. He is licensed to practice law in the state and federal courts of Indiana.

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